風險管理與法律合規部 - 高級合規經理( 香港 )

2024/04/16

崗位描述

  1. Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Futures Ordinance and relevant subsidiary legislation and codes issued by the regulators for licensed persons;
  2. Handle license applications and provide advice on licensing issues;
  3. Review and revise business plan for approval by regulators;
  4. Review and revise compliance manuals, policies, procedures and systems to keep abreast of new and regulatory changes;
  5. Keep abreast of, monitor, and analyze developing trends and changes in regulatory compliance laws, rules and regulations, and advise clients of the operational impact of such trends and changes;
  6. Handle FATCA related matters;
  7. Perform ad-hoc assignments as assigned.

任職資格

  1. Bachelor’s Degree or above;
  2. At least 6 years relevant working experience in handling complicated compliance issues is essential;
  3. Familiar with primary and secondary market trading systems;
  4. Good knowledge of SFC regulations, guidelines and market practices;
  5. Good command of both written and spoken English and Chinese (including fluency of Mandarin);
  6. Proficient in MS Office, including Word & Excel and Chinese word processing is required;
  7. Immediate availability is highly preferred.

應聘方法

請有意向報名的人員將個人履歷送至 recruitment@everbright.com郵箱,郵件請注明具體應聘崗位。我們將嚴格為應聘者保密。